What Is Audit Testing in Software Quality Assurance?

Timothy Joseph
Timothy Joseph | February 21, 2023

What Is Audit Testing in Software Quality Assurance?

Audit testing is an important part of the software quality assurance process that assesses software against a set of defined standards or specifications to make sure the finished product meets the requirements. When conducting an audit, businesses examine the procedures followed, the testing methods employed, the tools that were used, and the user experiences. This helps them see how they stack up against the performance expectations of the target audience and how the software can meet the target audience’s needs and demands to provide excellent customer satisfaction.

What Is Audit Testing in QA?

Audit testing in QA is the process of comparing a business’ software development and quality assurance procedures to recognized best practices and industry standards. The main goal of audit testing in software quality assurance is to collect data about the ongoing state of a process and then use the data to assess the process’ performance in comparison to predetermined criteria. As a result of the QA process audit, a client is presented with a thorough understanding of problem areas and practical solutions, making it possible to pinpoint the issues preventing a company from accomplishing its unique business objectives.


Importance of Audit Testing in Software Quality Assurance

An audit test in software QA looks at the process being used and makes sure it complies with the intended or defined standards. Regardless of whether you are providing conventional software products or custom software solutions, software audit testing is a crucial step in the QA process. It addresses a few typical concerns within the quality assurance team:

  • Teams not meeting the deadlines: Missing deadlines may extend the time it takes for your software or app to reach the market. However, a thorough software quality audit lets you find any problems with your supporting documents, test plans, automation, or general testing strategy.
  • No alignment between the QA process and the agile development approach: The QA team must identify possible issues earlier in the development phase to use the agile testing strategy. However, achieving quality in an agile approach can be difficult without audit testing the product at every stage. You also need a strong procedural basis.
  • Software quality does not meet the benchmark: Poor user experiences may affect your reputation as a developer if the program doesn’t satisfy customers’ demands or has serious flaws. As a result, audit testing can fix problems with the user experience, identify development opportunities, and foster greater customer loyalty.

Types of Audit Testing

Several methods of audit testing can be used to effectively audit software. Each audit testing approach gives the QA team educated judgment-based facts. It provides the QA team with the data they need to make informed judgments about the business’s efficiency and risk management. Here are the different types of audit testing:

  • Inquiry

    Inquiry is a type of audit testing where the auditors work with the executives, accountants, and other important employees of a business to get pertinent information about the business and the software. Inquiry audit testing ensures that the firm can prevent risks by inquiring about business procedures and the proper documentation of financial transactions.

  • Observation

    Observation is a technique used to verify software controls during audits. It requires the auditor to strictly verify the client data and its storage. For instance when a group of people are working on testing a software and some time they need to send some files that contain important data such as credentials, design document, test strategy of a pilot project then in such cases files transferred over the internet should be password protected.

    Secondly, if there is a client's confidential data such as real time user data for testing real time scenarios, it should be stored in a safe location with a password protected mechanism.

    So the role of auditor in this case needs a strict observation to validate if the desired standards are met or not.

  • Examination or Inspection of Evidence

    Examination or inspection is used to assess if manual controls of software are regularly implemented and accurately recorded. It assesses certain characteristics of policies and processes to confirm the use of control measures of software. An example of this is when an auditor verifies a data categorization procedure and makes sure they are in place or that backups are scheduled to run regularly. In these situations, the auditor is examining to confirm that the control has been created and is functioning properly.

  • Re-performance

    Re-performance is utilized when the investigation, observation, physical examination, and inspection have fallen short of supplying the necessary assurances that control is running properly. Re-performance requires the auditor to manually carry out the questioned software control, like re-doing an automatic computation.

  • Computer Assisted Audit Technique (CAAT)

    The CAAT is used to assess vast amounts of data or a portion of assembled data. CAAT testing uses specialized software to run a script across a logbook, spreadsheet, or whole database to find patterns, anomalies, and even errors that need to be fixed or avoided in the software.


Key Objectives of Audit Testing

The main goal of audit testing is to acquire data about a software’s process before using that data to assess the process’ performance concerning predetermined standards. Here are the four key goals of audit testing.

  1. Meeting Performance Benchmark

    Audit testing is designed to function as a benchmarking procedure that will provide information on the state of a process’s present performance. This status can be evaluated in comparison to a performance standard, an approved operating procedure, and rivals’ standards.

  2. Identifying Shortcomings in the Software QA Process

    An audit testing procedure is intended to help identify weaknesses and promote improvements. The audit may reveal flaws in how processes work, as well as evolving performance patterns and knowledge or skill gaps within the teams. Any discoveries can serve as the foundation for enhancement.

  3. Meeting Regulatory and Standardization Compliance

    Another goal of audit testing is to provide comparable performance criteria for various services. The information acquired can be used to ensure that processes are followed consistently or that staff members and the QA team must meet and comply with minimum standards of competence.

  4. Root Cause Analysis

    Finding the root cause of a particular problem by utilizing multiple testing techniques is one of the key objectives of audit testing. Revisiting your testing procedures can help you determine what specifically went wrong and how it happened. As a result, you can fix and avoid these problems before launching the software.


Benefits of Audit Testing

Before software is released, it goes through many procedures in the software development lifecycle. If an issue or flaw is found at any point along the procedure, it might fail. As a result, audit testing is one of the most important parts of software development. Here are the key benefits of audit testing:

  • Finds faults and flaws and ensures the quality of the software before being released to the client/public
  • Enhances the dependability and usability of the software
  • Ensures efficient and dependable operations of software
  • Confirms the testing method and points out areas for improvement as final feedback

Assess Your Current QA Processes

Businesses should evaluate their current software QA procedure to get a clear picture of how their project is progressing. A complete QA audit test will keep track of every step of the software development life cycle in real time, assist establish quality benchmarks to aid in mistake prevention and make process modifications as required.


Performing Audits for Software Testing Process

Audit Testing is a further method of examining the disciplines that are used for a particular software testing process and then come up with usable feedback with less resource expenditure and more exhaustive testing effort.

To make sure that the generated product complies with the stated and established standards and specifications, you should conduct an audit for a software testing process that addresses the following terms:

  • Test Suite
  • Test Cases
  • Test Logs
  • Defect Report
  • Status
  • Test Coverage
  • Traceability Matrix

These terms are important areas that need to be covered under the audit process to guarantee effective audit testing.


When To Hire an Audit Testing Team?

Given the framework of audit testing and its importance to the QA team’s software development process, you should be aware of when to hire an audit testing team to get the most out of your efforts. A professional audit testing team can help with the following tasks or issues.

  1. To Create an Agile Application

    Creating an agile app requires a specialized audit testing team to test the software and coordinate them with specific goals. This includes developing the following:

    • User stories
    • Life cycles
    • Generating a backlog
    • Plans to test and carry out a testing procedure
    • Managing defects
    • Tracking progress
  2. The Customer Retention Rate Is Decreasing

    Asking for assistance from a reputable audit testing firm is necessary when your customer retention rate significantly drops. Audit testing is intended to ensure that a software’s quality assurance procedure is successful and that the product is flawless before release. Offering perfect software to clients and customers results in satisfied clients, which leads to devoted and repeat business.

  3. Less App Marketing Time

    You will require a dependable audit testing team if you are having trouble promoting your app because of last-minute bug repairs and difficulties. An experienced audit testing team will improve the app marketing process by precisely and quickly identifying software flaws and fixing them quickly and efficiently.


The Bottom Line

Audit testing is a crucial step in the software quality assurance process. It lets you ensure that the completed product satisfies specific needs and requirements. By accurately and quickly testing the functions and verifying bugs and problems, audit testing will maximize the effort of the QA team and speed up the release of the final software. Audit testing will allow for the early development of fixes to ensure the software is error-free before it is released.

QASource is a premium QA service company with committed quality engineering teams that collaborate with you to provide audit testing services that satisfy both the requirements of your teams and the software’s standards. Experts at QASource are ready to start working on your projects with the expertise, abilities, and resources required to make a significant impact right away. Check out our pricing today!


This publication is for informational purposes only, and nothing contained in it should be considered legal advice. We expressly disclaim any warranty or responsibility for damages arising out of this information and encourage you to consult with legal counsel regarding your specific needs. We do not undertake any duty to update previously posted materials.